Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick J Morrell | 5124119 | 1 | 08/13/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas Stalter | 7273110 | 2 | 01/15/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas Stalter | 7273110 | 2 | 02/11/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daren Daniel Alcantar | 5527219 | 1 | 04/04/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mathew Corey Whitehead | 4493240 | 1 | 08/14/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Lawrence Wolven | 2756264 | 1 | 06/26/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dale Robert Powers | 2255475 | 1 | 06/19/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Duval | 1024573 | 1 | 11/15/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |