Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Trent Dana Bryson | 4079384 | 1 | 06/13/2023 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Joseph Edward Aiello | 1624046 | 1 | 02/05/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Philip E Hecker | 6500679 | 1 | 11/10/2016 | Customer Dispute | Closed-No Action | $5,150.53 | $0.00 | See FINRA Report |
| Charles George Breschi | 4442754 | 2 | 04/03/2012 | Customer Dispute | Closed-No Action | $9,600.00 | $0.00 | See FINRA Report |
| Andrew James Degroat | 2103217 | 2 | 08/16/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James William Barnett | 1308281 | 1 | 03/10/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Andrew James Degroat | 2103217 | 2 | 12/15/2004 | Customer Dispute | Closed-No Action | $115,282.00 | $0.00 | See FINRA Report |
| Patrick Kevin McKiernan | 2436184 | 1 | 05/05/2000 | Customer Dispute | Closed-No Action | $31,200.00 | $0.00 | See FINRA Report |