Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Matthew Stricker | 2630094 | 2 | 06/02/2021 | Customer Dispute | Settled | $23,995.00 | $0.00 | See FINRA Report |
| Peter Frederick Butler | 1942182 | 9 | 12/23/2020 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Eli Moallem | 2954321 | 2 | 10/03/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Colin Sean Casey | 5528170 | 1 | 04/02/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Timothy Fagan | 2434920 | 1 | 12/26/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Stephen James Landersman | 1860390 | 2 | 11/13/2017 | Customer Dispute | Settled | $7,006.00 | $0.00 | See FINRA Report |
| Thomas Joseph Birch | 805540 | 1 | 01/19/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Brian Lynn Weese | 2109121 | 4 | 12/22/2015 | Customer Dispute | Settled | $93,238.00 | $0.00 | See FINRA Report |
| Joseph R Dimauro | 4865562 | 1 | 10/26/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Frederick Butler | 1942182 | 9 | 03/21/2014 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |