Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Lee Baugh | 3250943 | 2 | 08/19/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ellen Gayle Reynard | 6148906 | 2 | 11/10/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Madigan Sinclair | 3060302 | 3 | 05/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Bartolomeo | 1823924 | 1 | 12/08/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jo A Pate | 3185320 | 1 | 12/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Madigan Sinclair | 3060302 | 3 | 10/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Anthony Cecil | 4515995 | 3 | 01/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nvard Rosie Ter-Matevosyan | 4726039 | 3 | 07/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nvard Rosie Ter-Matevosyan | 4726039 | 3 | 06/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nvard Rosie Ter-Matevosyan | 4726039 | 3 | 06/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |