Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darcy Lynn Salter | 2169319 | 1 | 01/21/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Maxwell Stewart McHale Sprigg | 7150032 | 1 | 09/04/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Neil Rider | 5698396 | 1 | 12/28/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dane Cooper | 5874943 | 1 | 07/21/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Allard Mitchell | 5757600 | 1 | 10/08/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bonnie Kay Bailey | 6695693 | 2 | 08/08/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bonnie Kay Bailey | 6695693 | 2 | 05/13/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erik J Linstrom | 1862308 | 1 | 04/03/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Allahyar Shokouhi Nejad | 2901534 | 3 | 09/11/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Allahyar Shokouhi Nejad | 2901534 | 3 | 09/11/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |