Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luke Melms | 5851982 | 1 | 09/08/2020 | Customer Dispute | Denied | $51,526.00 | $0.00 | See FINRA Report |
| David Samuel Lockman | 4450854 | 1 | 06/11/2019 | Customer Dispute | Denied | $3,000.00 | $0.00 | See FINRA Report |
| Brian Anthony Grogan | 4395120 | 1 | 10/15/2018 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Peter Frederick Butler | 1942182 | 9 | 12/18/2017 | Customer Dispute | Denied | $9,801.27 | $0.00 | See FINRA Report |
| Peter Frederick Butler | 1942182 | 9 | 07/28/2017 | Customer Dispute | Denied | $35,067.70 | $0.00 | See FINRA Report |
| Peter Frederick Butler | 1942182 | 9 | 10/25/2016 | Customer Dispute | Denied | $8,980.42 | $0.00 | See FINRA Report |
| Garrett Andrew Ahrens | 1999696 | 12 | 10/22/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joshua Patrick Maher | 4932403 | 1 | 04/10/2014 | Customer Dispute | Denied | $11,584.20 | $0.00 | See FINRA Report |
| Jordan David Taylor | 5286754 | 1 | 10/26/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan Paul Forster | 5359587 | 1 | 03/15/2011 | Customer Dispute | Denied | $63,814.00 | $0.00 | See FINRA Report |