Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Lee Baugh | 3250943 | 2 | 08/19/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ellen Gayle Reynard | 6148906 | 2 | 11/10/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Bartolomeo | 1823924 | 1 | 12/08/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Frederick Butler | 1942182 | 9 | 09/14/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Walter Kubert | 4352945 | 3 | 07/01/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Garrett Andrew Ahrens | 1999696 | 12 | 10/06/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth John Leach | 826383 | 5 | 01/31/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jon Mark Veenis | 863952 | 1 | 10/28/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |