Our Staff has compiled our research into a database of FINRA Broker Disclosures for Carter, Terry & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Louis Takacs | 834001 | 6 | 10/25/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Matthew J Smith | 4529531 | 1 | 03/20/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Keith Francis Gil | 2218312 | 2 | 08/11/1994 | Customer Dispute | Settled | $1,120,000.00 | $0.00 | See FINRA Report |
| Thomas Leonard Perkins | 360323 | 3 | 02/22/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Leslie Dranove | 1400006 | 4 | 09/24/1990 | Customer Dispute | Settled | $181,000.00 | $0.00 | See FINRA Report |
| Paul Leslie Dranove | 1400006 | 4 | 05/27/1988 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Robert Louis Takacs | 834001 | 6 | 01/01/1987 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| James Gary Diffley | 1060716 | 3 | 07/01/1986 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Thomas Leonard Perkins | 360323 | 3 | 01/01/1986 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Louis Takacs | 834001 | 6 | 01/01/1980 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |