Our Staff has compiled our research into a database of FINRA Broker Disclosures for Carter, Terry & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amer Rathore | 2595054 | 3 | 08/11/2014 | Customer Dispute | Denied | $172,620.00 | $0.00 | See FINRA Report |
| Trava Lance Williams | 2437216 | 17 | 06/07/2011 | Customer Dispute | Closed-No Action | $16,273.50 | $0.00 | See FINRA Report |
| Amer Rathore | 2595054 | 3 | 01/25/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Louis Takacs | 834001 | 6 | 10/25/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Matthew J Smith | 4529531 | 1 | 03/20/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Trava Lance Williams | 2437216 | 17 | 11/01/2004 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Scott Thieleke | 2453803 | 1 | 09/23/2002 | Customer Dispute | Denied | $42,057.00 | $0.00 | See FINRA Report |
| Robert Louis Takacs | 834001 | 6 | 04/15/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffry Joseph Haspel | 1934054 | 2 | 02/21/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Keith Francis Gil | 2218312 | 2 | 08/24/2000 | Customer Dispute | Denied | $10,531.00 | $0.00 | See FINRA Report |