Our Staff has compiled our research into a database of FINRA Broker Disclosures for Carter, Terry & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Trava Lance Williams | 2437216 | 17 | 07/20/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Trava Lance Williams | 2437216 | 17 | 01/14/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Leonard Perkins | 360323 | 3 | 11/17/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Lee Bradley | 1157140 | 14 | 03/28/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Lee Bradley | 1157140 | 14 | 09/21/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wayne Wear Malone | 1623729 | 6 | 06/29/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Lee Bradley | 1157140 | 14 | 07/18/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Theodore Eramian | 724715 | 1 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Lee Bradley | 1157140 | 14 | 03/30/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Louis Takacs | 834001 | 6 | 06/03/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |