Our Staff has compiled our research into a database of FINRA Broker Disclosures for Carter, Terry & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Daeyl Young Burrell | 1007075 | 1 | 05/02/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Amer Rathore | 2595054 | 3 | 11/12/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jeffry Joseph Haspel | 1934054 | 2 | 01/26/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Timothy Joe Terry | 1051586 | 2 | 03/12/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Paul Leslie Dranove | 1400006 | 4 | 11/06/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |