Our Staff has compiled our research into a database of FINRA Broker Disclosures for Carter, Terry & Company, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Trava Lance Williams | 2437216 | 17 | 06/07/2011 | Customer Dispute | Closed-No Action | $16,273.50 | $0.00 | See FINRA Report |
| Jeffry Joseph Haspel | 1934054 | 2 | 02/21/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |