Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Wayne Gibson | 5352063 | 2 | 05/09/2024 | Customer Dispute | Settled | $25,758.30 | $0.00 | See FINRA Report |
| Jeffrey Lane Butler | 2319063 | 6 | 03/07/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lane Butler | 2319063 | 6 | 07/29/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Lane Butler | 2319063 | 6 | 08/06/2015 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Richard Jefferson Weihing | 2047901 | 1 | 08/18/2008 | Customer Dispute | Settled | $9,646.79 | $0.00 | See FINRA Report |
| Jeffrey Lane Butler | 2319063 | 6 | 03/31/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Carolyn Ann McClinton | 2685456 | 1 | 08/18/2006 | Customer Dispute | Settled | $106,675.00 | $0.00 | See FINRA Report |
| Joseph Daly Fierro | 1309136 | 1 | 07/07/2004 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |