Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Wayne Gibson | 5352063 | 2 | 06/20/2024 | Customer Dispute | Pending | $2,160,000.00 | $0.00 | See FINRA Report |
| Richard Wayne Gibson | 5352063 | 2 | 05/09/2024 | Customer Dispute | Settled | $25,758.30 | $0.00 | See FINRA Report |
| Joe Percy Medrano | 1393377 | 9 | 10/19/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joe Percy Medrano | 1393377 | 9 | 08/29/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lane Butler | 2319063 | 6 | 07/15/2019 | Customer Dispute | Denied | $78,199.00 | $0.00 | See FINRA Report |
| Jeffrey Lane Butler | 2319063 | 6 | 03/07/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joshua Dean Wright | 4826237 | 2 | 11/09/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joe Percy Medrano | 1393377 | 9 | 01/09/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joe Percy Medrano | 1393377 | 9 | 08/23/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joe Percy Medrano | 1393377 | 9 | 03/30/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |