Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Lane Butler | 2319063 | 6 | 07/15/2019 | Customer Dispute | Denied | $78,199.00 | $0.00 | See FINRA Report |
| Edward James Thiessen | 1160071 | 1 | 03/19/2015 | Customer Dispute | Denied | $6,780.00 | $0.00 | See FINRA Report |
| Dale Kline Black | 4312705 | 2 | 03/27/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joshua Dean Wright | 4826237 | 2 | 02/15/2012 | Customer Dispute | Denied | $5,472.00 | $0.00 | See FINRA Report |
| James John Hamer | 2351129 | 1 | 03/08/2010 | Customer Dispute | Denied | $12,620.00 | $0.00 | See FINRA Report |
| Darren Robert Mueller | 2592111 | 1 | 03/24/2003 | Customer Dispute | Denied | $11,412.00 | $0.00 | See FINRA Report |