Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dale Kline Black | 4312705 | 2 | 02/10/2012 | Customer Dispute | Closed-No Action | $302,641.00 | $0.00 | See FINRA Report |
| Steven Paul Sorensen | 2653539 | 1 | 09/21/2011 | Customer Dispute | Closed-No Action | $58,025.00 | $0.00 | See FINRA Report |