Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joe Percy Medrano | 1393377 | 9 | 10/19/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joe Percy Medrano | 1393377 | 9 | 08/29/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tracy Lee Reierson | 4847342 | 1 | 02/27/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Fredrik Peters | 1311252 | 4 | 12/20/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Fredrik Peters | 1311252 | 4 | 11/30/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |