Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tony Esses | 4643285 | 2 | 04/05/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Stuart Leventhal | 2745829 | 2 | 12/20/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Jose Rodriguez | 1479353 | 1 | 05/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Stuart Leventhal | 2745829 | 2 | 05/16/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |