Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Woong Seong Hwang | 4400271 | 4 | 06/03/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Johanna Haza | 5360011 | 2 | 03/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip I Pedrena | 5325712 | 1 | 08/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sebastian Ramos | 5390647 | 2 | 01/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sebastian Ramos | 5390647 | 2 | 01/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |