Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Elliot Feldman | 2429623 | 7 | 09/30/2003 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| John Thomas Diciaccio | 1197967 | 4 | 03/24/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Keith Mayo | 1200137 | 5 | 06/19/2001 | Customer Dispute | Closed-No Action | $400,000.00 | $0.00 | See FINRA Report |
| Mark David Stevens | 2905451 | 4 | 01/21/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |