Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marivi Rodriguez | 2423159 | 1 | 05/31/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lawrence Alan Barocas | 2969168 | 2 | 01/11/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mark Nelson Hogan | 1730695 | 2 | 12/10/2009 | Customer Dispute | Denied | $18,265.00 | $0.00 | See FINRA Report |
| Mike Camilo Toledo | 2256770 | 1 | 04/21/2009 | Customer Dispute | Denied | $126,752.00 | $0.00 | See FINRA Report |
| Lawrence Alan Barocas | 2969168 | 2 | 01/20/2009 | Customer Dispute | Denied | $49,632.00 | $0.00 | See FINRA Report |
| John Thomas Diciaccio | 1197967 | 4 | 04/30/2008 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Ron Jacob Zuckerman | 3261423 | 2 | 10/24/2006 | Customer Dispute | Denied | $62,600.00 | $0.00 | See FINRA Report |
| Samuel Perkins Degennaro | 2563654 | 2 | 08/12/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christian Silvalima Gherardi | 2732812 | 1 | 02/18/2003 | Customer Dispute | Denied | $56,167.40 | $0.00 | See FINRA Report |
| Samuel Perkins Degennaro | 2563654 | 2 | 07/12/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |