Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jaime Sanchez Yarza | 4010049 | 1 | 06/24/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Woong Seong Hwang | 4400271 | 4 | 07/11/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |