Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dfpg Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick Harris | 2775162 | 2 | 12/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frederick Harris | 2775162 | 2 | 03/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bracken Dennis Larsen | 2642203 | 1 | 07/10/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Robert Argyle | 5275753 | 1 | 04/17/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |