Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dfpg Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Angelo Cipolla | 4559516 | 1 | 11/01/2022 | Customer Dispute | Pending | $270,618.00 | $0.00 | See FINRA Report |
| Jeremy Rich Johnston | 2623656 | 1 | 10/25/2022 | Customer Dispute | Closed-No Action | $133,000.00 | $0.00 | See FINRA Report |
| Brian Ashley King | 2922648 | 1 | 05/05/2022 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Joseph H Langlois | 4216281 | 2 | 02/25/2022 | Customer Dispute | Settled | $870,000.00 | $0.00 | See FINRA Report |
| Justin Charles Lowy | 5935993 | 1 | 11/19/2020 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Jonathan Reid Rowland | 4637116 | 4 | 10/26/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Reid Rowland | 4637116 | 4 | 06/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Reid Rowland | 4637116 | 4 | 04/12/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph H Langlois | 4216281 | 2 | 01/16/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nir Regev | 1847410 | 1 | 01/10/2019 | Customer Dispute | Award / Judgment | $50,000.00 | $4,999.00 | See FINRA Report |