Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dfpg Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Richard Hauber | 5301283 | 2 | 06/11/2024 | Customer Dispute | Pending | $97,533.20 | $0.00 | See FINRA Report |
| William Scott Sheehan | 2328614 | 1 | 12/13/2023 | Customer Dispute | Pending | $475,000.00 | $0.00 | See FINRA Report |
| Colin Martin Mansfield | 4643275 | 2 | 05/01/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |