Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dfpg Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
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Nir Regev | 1847410 | 2 | 01/10/2019 | Customer Dispute | Award / Judgment | $50,000.00 | $4,999.00 | See FINRA Report |