Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dfpg Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Harris Freeman | 2995587 | 2 | 03/04/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David B Gardner | 4825061 | 1 | 01/22/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Loay S Naser | 2233089 | 1 | 09/14/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |