Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Joseph Visconti | 5851551 | 3 | 04/29/2022 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Charles Everett Bailey | 719858 | 4 | 07/10/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Everett Bailey | 719858 | 4 | 10/23/2009 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Solomon Ethan Cherniak | 2753925 | 1 | 08/25/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lyle Russell Hatch | 500415 | 4 | 02/06/1998 | Customer Dispute | Settled | $7,900.00 | $0.00 | See FINRA Report |
| Lyle Russell Hatch | 500415 | 4 | 08/20/1997 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |