Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Joseph Visconti | 5851551 | 3 | 02/01/2023 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Visconti | 5851551 | 3 | 04/29/2022 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Brian Joseph Visconti | 5851551 | 3 | 02/25/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Ross Halpert | 2072459 | 2 | 06/26/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jerold Francus | 4719352 | 1 | 06/22/2015 | Customer Dispute | Closed-No Action | $98,949.50 | $0.00 | See FINRA Report |
| Charles Everett Bailey | 719858 | 4 | 07/10/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Boris Aron Mirvis | 1193018 | 1 | 12/02/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael John Oconnor | 1096256 | 5 | 04/22/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Ross Halpert | 2072459 | 2 | 01/25/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Everett Bailey | 719858 | 4 | 10/23/2009 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |