Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Michael John Oconnor | 1096256 | 5 | 05/15/1981 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Lyle Russell Hatch | 500415 | 4 | 08/06/1976 | Civil | Final | $0.00 | $0.00 | See FINRA Report |