Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Boris Aron Mirvis | 1193018 | 1 | 12/02/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael John Oconnor | 1096256 | 5 | 04/22/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Ross Halpert | 2072459 | 2 | 01/25/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael John Oconnor | 1096256 | 5 | 10/29/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Lee Moons | 1029009 | 2 | 09/25/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael John Oconnor | 1096256 | 5 | 07/18/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Lee Moons | 1029009 | 2 | 03/21/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael John Oconnor | 1096256 | 5 | 06/01/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael John Oconnor | 1096256 | 5 | 05/15/1981 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Lyle Russell Hatch | 500415 | 4 | 08/06/1976 | Civil | Final | $0.00 | $0.00 | See FINRA Report |