Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Ross Halpert | 2072459 | 2 | 06/26/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jerold Francus | 4719352 | 1 | 06/22/2015 | Customer Dispute | Closed-No Action | $98,949.50 | $0.00 | See FINRA Report |
| Charles Everett Bailey | 719858 | 4 | 05/09/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charles Everett Bailey | 719858 | 4 | 01/11/2001 | Customer Dispute | Closed-No Action | $156,753.00 | $0.00 | See FINRA Report |
| Perry Alexander Switzer | 1174064 | 3 | 10/19/2000 | Customer Dispute | Closed-No Action | $13,540.00 | $0.00 | See FINRA Report |