Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Walter Roland Valenzuela | 2280224 | 16 | 04/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark David Yadron | 1520648 | 8 | 04/12/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Girish Prakash Navare | 5901641 | 2 | 07/11/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |