Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew David Raves | 5615774 | 8 | 01/12/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew David Raves | 5615774 | 8 | 07/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew David Raves | 5615774 | 8 | 05/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew David Raves | 5615774 | 8 | 04/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew David Raves | 5615774 | 8 | 02/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew David Raves | 5615774 | 8 | 02/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew David Raves | 5615774 | 8 | 02/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Don Wood | 5997603 | 1 | 12/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jody Gail Zirn | 2634404 | 2 | 12/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Athishay Gangadharan | 5531128 | 2 | 04/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |