Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Walter Roland Valenzuela | 2280224 | 16 | 12/19/2023 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| David Overton Carlock | 5040696 | 1 | 02/01/2023 | Customer Dispute | Denied | $26,073.60 | $0.00 | See FINRA Report |
| Walter Roland Valenzuela | 2280224 | 16 | 06/21/2021 | Customer Dispute | Denied | $15,334.00 | $0.00 | See FINRA Report |
| Theodore Charles Horowitz | 2529174 | 1 | 03/01/2021 | Customer Dispute | Denied | $7,796.13 | $0.00 | See FINRA Report |
| Zachary Butler | 4458579 | 1 | 01/05/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Walter Roland Valenzuela | 2280224 | 16 | 12/12/2019 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Mark David Yadron | 1520648 | 8 | 08/12/2019 | Customer Dispute | Denied | $129,584.00 | $0.00 | See FINRA Report |
| Walter Roland Valenzuela | 2280224 | 16 | 08/28/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Justin Walt Parker | 4364398 | 4 | 08/28/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Heilman | 5191836 | 1 | 05/22/2017 | Customer Dispute | Denied | $7,325.00 | $0.00 | See FINRA Report |