Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Walter Roland Valenzuela | 2280224 | 16 | 03/18/2021 | Customer Dispute | Closed-No Action | $280,000.00 | $0.00 | See FINRA Report |
| Justin Walt Parker | 4364398 | 4 | 03/18/2021 | Customer Dispute | Closed-No Action | $280,000.00 | $0.00 | See FINRA Report |
| Walter Roland Valenzuela | 2280224 | 16 | 05/11/2011 | Customer Dispute | Closed-No Action | $133,378.00 | $0.00 | See FINRA Report |
| Walter Roland Valenzuela | 2280224 | 16 | 02/14/2011 | Customer Dispute | Closed-No Action | $17,500.00 | $0.00 | See FINRA Report |
| Matthew Robert West | 2667878 | 1 | 06/18/2007 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| David Michael Combs | 2738188 | 4 | 06/18/2007 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| Ricardo Mark Montejano | 1275284 | 1 | 09/06/2002 | Customer Dispute | Closed-No Action | $641,000.00 | $0.00 | See FINRA Report |
| Glen Arthur Turner | 2503850 | 5 | 01/15/2002 | Customer Dispute | Closed-No Action | $90,000.00 | $0.00 | See FINRA Report |