Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa M Turner | 4382665 | 1 | 05/20/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Gray Kiser | 3228861 | 1 | 05/21/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tf McCall Jenkins | 5298129 | 1 | 08/21/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jack Charles West | 1735378 | 5 | 01/30/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |