Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Earl Seifert | 867911 | 1 | 03/21/2011 | Customer Dispute | Withdrawn | $1,100,000.00 | $0.00 | See FINRA Report |
| Scott David Ziska | 2631274 | 2 | 07/19/2007 | Customer Dispute | Withdrawn | $15,939.80 | $0.00 | See FINRA Report |