Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua E Anderson | 7234391 | 1 | 12/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Jack Jacoby | 2541027 | 1 | 07/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Joseph Tramontozzi | 4709307 | 1 | 04/04/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bryce Mitchell Williams | 7223173 | 1 | 12/06/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Allen Chaffee | 1017449 | 5 | 08/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eugene Donald Heflin | 3014225 | 1 | 10/19/2021 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
| Robert Anthony Patti | 2918597 | 1 | 11/27/2020 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Teresa Lynn Haire | 2133154 | 1 | 11/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teresa Diana Owsley | 2483337 | 2 | 09/24/2020 | Customer Dispute | Denied | $9,259.83 | $0.00 | See FINRA Report |
| Samer Antoine Hilal | 2632438 | 1 | 05/21/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |