Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Joseph Tramontozzi | 4709307 | 1 | 04/04/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Allen Chaffee | 1017449 | 5 | 08/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Teresa Diana Owsley | 2483337 | 2 | 09/24/2020 | Customer Dispute | Denied | $9,259.83 | $0.00 | See FINRA Report |
| Randy Allen Kirkpatrick | 6680672 | 1 | 04/29/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Allen Chaffee | 1017449 | 5 | 10/30/2018 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Brent Alan Markley | 1399374 | 3 | 09/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Grant Hartman Ulrick | 2860140 | 2 | 05/08/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher H Miller | 4145117 | 1 | 07/08/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nina Jo Hajjar | 5328724 | 2 | 12/12/2015 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Dawna Westberg-Welch | 5730451 | 1 | 12/11/2015 | Customer Dispute | Denied | $9,466.48 | $0.00 | See FINRA Report |