Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Jack Jacoby | 2541027 | 1 | 07/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Gregory David | 4315920 | 3 | 10/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Gilbert Popkey | 5052550 | 2 | 05/21/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Gregory David | 4315920 | 3 | 03/20/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dale Matthew Puruczky | 2211253 | 5 | 12/08/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dale Matthew Puruczky | 2211253 | 5 | 04/11/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Ray Pitts | 4777045 | 3 | 07/30/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Ray Pitts | 4777045 | 3 | 05/01/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |