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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Nina Jo Hajjar5328724212/07/2019Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Evan Cohen5788059112/28/2011Customer DisputeClosed-No Action$7,000.00$0.00See FINRA Report
John James Turcotte1344335105/20/2011Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Scott David Ziska2631274208/13/2007Customer DisputeClosed-No Action$20,124.90$0.00See FINRA Report
Robert Curtis Leach2575366112/18/2006Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Edward Joseph Wilson815142201/03/2006Customer DisputeClosed-No Action$8,000.00$0.00See FINRA Report
Brent Alan Markley1399374307/09/2004Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Jeffrey Mead Daniels1054898303/26/2003Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Michelle Vincent Muhammed4290958104/11/2002Customer DisputeClosed-No Action$0.00$0.00See FINRA Report

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