Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Nina Jo Hajjar | 5328724 | 2 | 12/07/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Evan Cohen | 5788059 | 1 | 12/28/2011 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
John James Turcotte | 1344335 | 1 | 05/20/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Scott David Ziska | 2631274 | 2 | 08/13/2007 | Customer Dispute | Closed-No Action | $20,124.90 | $0.00 | See FINRA Report |
Robert Curtis Leach | 2575366 | 1 | 12/18/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Edward Joseph Wilson | 815142 | 2 | 01/03/2006 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
Brent Alan Markley | 1399374 | 3 | 07/09/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Jeffrey Mead Daniels | 1054898 | 3 | 03/26/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Michelle Vincent Muhammed | 4290958 | 1 | 04/11/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |