Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Ian Millman | 2804395 | 2 | 10/12/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jon Timothy Vanslooten | 2011865 | 2 | 04/19/2018 | Customer Dispute | Settled | $10,293.00 | $0.00 | See FINRA Report |
| Todd Aaron Confarotta | 3257522 | 1 | 12/11/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jonathan Seth Lubell | 3220464 | 2 | 06/23/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Trenton Porter Lay | 4763455 | 1 | 08/20/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jonathan Seth Lubell | 3220464 | 2 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Benton Curtis Lacy | 2774409 | 1 | 04/16/2009 | Customer Dispute | Settled | $3,016.80 | $0.00 | See FINRA Report |
| Michael Gene Kissinger | 2763332 | 4 | 11/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Franklin Butler | 4128056 | 2 | 04/15/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Harold George Wenger | 1048191 | 3 | 11/05/2002 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |