Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Heather Diane Ponsano | 6016516 | 4 | 10/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Charles Weatherly | 6484237 | 2 | 02/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Diane Ponsano | 6016516 | 4 | 06/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Charles Weatherly | 6484237 | 2 | 06/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Diane Ponsano | 6016516 | 4 | 09/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jon Timothy Vanslooten | 2011865 | 2 | 06/22/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald W Dormeier | 70557 | 3 | 05/20/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald W Dormeier | 70557 | 3 | 12/07/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |