Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Froemming | 6288745 | 1 | 01/23/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Corey Owen | 5314153 | 2 | 03/05/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Greer Allen Ducker | 4022975 | 1 | 11/09/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Peter Schott Hiltz | 5486385 | 1 | 01/20/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Corey Owen | 5314153 | 2 | 07/29/2015 | Customer Dispute | Denied | $6,750.00 | $0.00 | See FINRA Report |
| Michael Gene Kissinger | 2763332 | 4 | 06/25/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Gene Kissinger | 2763332 | 4 | 04/13/2012 | Customer Dispute | Denied | $5,254.55 | $0.00 | See FINRA Report |
| Charles Franklin Butler | 4128056 | 2 | 10/28/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Gene Kissinger | 2763332 | 4 | 09/24/2010 | Customer Dispute | Denied | $14,422.90 | $0.00 | See FINRA Report |
| Andrew Herbert Taylor | 4272017 | 2 | 01/08/2010 | Customer Dispute | Denied | $12,355.00 | $0.00 | See FINRA Report |