Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Ian Millman | 2804395 | 2 | 01/17/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ricky Aaron Perlman | 5754257 | 1 | 11/02/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald W Dormeier | 70557 | 3 | 06/21/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |