Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Joseph Lux | 6647909 | 1 | 09/24/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Khoa Dang Hoang | 5847337 | 5 | 02/20/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Khoa Dang Hoang | 5847337 | 5 | 06/07/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Khoa Dang Hoang | 5847337 | 5 | 12/16/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Khoa Dang Hoang | 5847337 | 5 | 06/28/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joe William Faulk | 5427047 | 1 | 11/01/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |