Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spire Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Erik Aabel | 1493667 | 24 | 06/21/2022 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 24 | 06/29/2021 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| David John Levorchick | 4849302 | 4 | 08/12/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| David John Levorchick | 4849302 | 4 | 03/04/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| David John Levorchick | 4849302 | 4 | 08/23/2013 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Joseph Peter Colell | 50660 | 6 | 03/25/2013 | Customer Dispute | Settled | $1,800,000.00 | $0.00 | See FINRA Report |
| Joseph Peter Colell | 50660 | 6 | 10/15/2012 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Steven Michael Digregorio | 1731139 | 1 | 06/12/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James Charles Protigal | 2187244 | 8 | 06/01/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick Michael van Roten | 2892385 | 2 | 01/24/2011 | Customer Dispute | Settled | $311,000.00 | $0.00 | See FINRA Report |