Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spire Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Erik Aabel | 1493667 | 23 | 09/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Erik Aabel | 1493667 | 23 | 02/08/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Erik Aabel | 1493667 | 23 | 11/29/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Erik Aabel | 1493667 | 23 | 07/11/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Erik Aabel | 1493667 | 23 | 08/01/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Erik Aabel | 1493667 | 23 | 07/10/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Erik Aabel | 1493667 | 23 | 09/17/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Erik Aabel | 1493667 | 23 | 09/17/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Courtney Smith | 4974726 | 1 | 10/05/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |