Our Staff has compiled our research into a database of FINRA Broker Disclosures for Spire Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Albert Urovsky | 1806732 | 6 | 10/25/2013 | Customer Dispute | Closed-No Action | $19,388.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 24 | 08/05/2003 | Customer Dispute | Closed-No Action | $6,100.00 | $0.00 | See FINRA Report |